SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
LEVERNIER MICHAEL J

(Last) (First) (Middle)
C/O CUTERA, INC.
3240 BAYSHORE BOULEVARD

(Street)
BRISBANE CA 94005

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/31/2004
3. Issuer Name and Ticker or Trading Symbol
CUTERA INC [ CUTR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
X Officer (give title below) Other (specify below)
VP of Clinical Development
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 278,252 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) 09/01/2000(1) 09/13/2009 Common Stock 199,700(2) 0.1 D
Employee Stock Option (Right to Buy) 06/01/2001(1) 06/09/2010 Common Stock 20,000 0.5 D
Employee Stock Option (Right to Buy) 06/01/2002(1) 06/08/2011 Common Stock 11,700 2.5 D
Employee Stock Option (Right to Buy) 06/01/2003(1) 08/07/2012 Common Stock 13,875 4.25 D
Employee Stock Option (Right to Buy) 06/01/2004(1) 08/13/2013 Common Stock 20,000 4.25 D
Explanation of Responses:
1. Options vest according to the following schedule: 1/4 upon the date exercisable, and 1/48 per month thereafter.
2. The original option grant for 200,000 shares was partially exercised for 300 shares of Common Stock on December 29, 2003.
/s/ Michael J. Levernier 03/30/2004
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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